Mark Francis Richard Hiriart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Francis Richard Hiriart ( ), a licensed former licensee with CE reference APO666. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-06 | 2021-11-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2017-02-06 | 2021-08-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-06 | 2021-08-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2017-02-06 | 2021-08-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-09-05 | 2010-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-09-05 | 2010-09-17 |