Peng (SFC:APO572) An
安鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:APO572) An (安鵬), a licensed former licensee with CE reference APO572. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-16 | 2009-04-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-10 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-10 | 2008-12-10 |