Nicole Petra Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Petra Williams ( ), a licensed former licensee with CE reference APO568. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-10 | 2009-12-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-10 | 2009-12-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-10 | 2009-12-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-09-10 | 2009-12-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2007-09-10 | 2009-12-03 |