Jie (SFC:APO198) Li
李捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:APO198) Li (李捷), CE reference APO198. Currently licensed at 1 firm(s): Opus Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-03 | present |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-12-22 | present |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-22 | 2024-11-15 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2023-03-09 | 2023-05-13 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-25 | 2020-03-10 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-25 | 2020-03-10 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-09 | 2018-04-19 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-09 | 2018-04-19 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-05 | 2015-05-26 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-14 | 2015-05-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-15 | 2008-07-31 |