Jia (SFC:APO197) Liu
劉佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia (SFC:APO197) Liu (劉佳), a licensed former licensee with CE reference APO197. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-10-16 | 2023-05-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-04 | 2014-04-24 |