Sarah Wing Yi Lee
李穎儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Wing Yi Lee (李穎儀), a licensed former licensee with CE reference APN549. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-10 | 2012-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-08-28 | 2008-06-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-28 | 2008-06-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-08-28 | 2008-06-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2007-08-28 | 2008-06-05 |