Guido Eugen Glowania
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guido Eugen Glowania ( ), a licensed former licensee with CE reference APL962. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-15 | 2012-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2008-12-02 | 2012-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-04 | 2012-04-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-09-04 | 2012-04-30 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-04 | 2010-11-15 |