Kwun Fung Shim
沈觀鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Fung Shim (沈觀鋒), a licensed former licensee with CE reference APL958. This person has 8.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-29 | 2018-01-25 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-08 | 2011-04-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-08 | 2011-04-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-27 | 2008-03-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwun Fung Shim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.