Kwun Fung Shim
沈觀鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Fung Shim (沈觀鋒), a licensed former licensee with CE reference APL958. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-29 | 2018-01-25 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-08 | 2011-04-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-08 | 2011-04-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-27 | 2008-03-27 |