Hikaru Teramoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hikaru Teramoto ( ), a licensed former licensee with CE reference APL938. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-14 | 2016-02-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2013-08-14 | 2016-02-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-08-01 | 2013-05-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-08-01 | 2013-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-09 | 2011-05-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-24 | 2011-05-27 |