Louis Liu
廖展立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Liu (廖展立), a licensed former licensee with CE reference APL935. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-09 | 2015-07-02 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-09 | 2015-07-02 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-24 | 2007-12-17 |