Ming Yan (SFC:APL478) Tam
譚銘忺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Yan (SFC:APL478) Tam (譚銘忺), a licensed former licensee with CE reference APL478. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-12 | 2023-07-31 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-17 | 2014-11-30 |