Vincent Jun U Poon
潘君宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Jun U Poon (潘君宇), a licensed former licensee with CE reference APK734. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-20 | 2009-04-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-20 | 2009-04-07 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-17 | 2007-10-25 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-17 | 2007-10-25 |