Yi-Chun Jessica Chen
陳怡君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Chun Jessica Chen (陳怡君), a licensed former licensee with CE reference APK399. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-04 | 2010-07-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-18 | 2010-07-01 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-01-18 | 2010-07-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-06-18 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-29 | 2010-07-01 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-23 | 2008-12-12 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2007-10-23 | 2008-12-12 |