James Anthony Warren Gotto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Anthony Warren Gotto ( ), a licensed former licensee with CE reference APK228. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-08-14 | 2007-09-14 |