Pui Tin Chan
陳佩鈿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Tin Chan (陳佩鈿), a licensed former licensee with CE reference APK145. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-15 | 2012-02-03 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-22 | 2011-05-11 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2008-08-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-15 | 2008-08-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-08-15 | 2008-08-06 |