Hsing-Chia Chen
陳星嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsing-Chia Chen (陳星嘉), a licensed former licensee with CE reference APJ985. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-18 | 2024-11-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-07-30 | 2024-08-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-06-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-08 | 2024-01-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-30 | 2023-07-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-04 | 2023-01-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-01 | 2020-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-14 | 2020-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-13 | 2007-08-20 |