Ernesto Pagano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernesto Pagano, a licensed former licensee with CE reference APJ852. This person has 1.0 year of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-08-20 | 2008-08-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-08-20 | 2008-08-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-08-20 | 2008-08-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-08-20 | 2008-08-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-20 | 2008-08-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-20 | 2008-08-11 |