Shanu Bansal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanu Bansal, a licensed former licensee with CE reference APJ779. This person has 4.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-06 | 2017-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-08 | 2009-08-10 |