Wai Yip (SFC:APJ410) Wong
黃偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yip (SFC:APJ410) Wong (黃偉業), a licensed former licensee with CE reference APJ410. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-05-25 | 2011-03-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-16 | 2011-03-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-16 | 2011-03-08 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-08 | 2008-05-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-08 | 2008-05-01 |