Lisa Hoi Yan Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Hoi Yan Wong ( ), a licensed former licensee with CE reference APJ347. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-08 | 2008-06-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-08 | 2008-06-30 |