Xiangyu (SFC:APJ336) Li

李翔宇
CE No. APJ336 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangyu (SFC:APJ336) Li (李翔宇), a licensed former licensee with CE reference APJ336. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2009-01-14 2011-03-21
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 6 - Advising on corporate finance 2009-01-14 2011-03-21
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2007-08-02 2008-03-14
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 6 - Advising on corporate finance 2007-08-02 2008-03-14

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