Yan Yee Lo
盧忻怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yee Lo (盧忻怡), a licensed former licensee with CE reference APJ317. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-29 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-08-07 | 2013-08-31 |