Xinwei (SFC:APJ308) Chen
陳歆瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinwei (SFC:APJ308) Chen (陳歆瑋), a licensed former licensee with CE reference APJ308. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-12 | 2017-09-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-12 | 2017-09-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-12 | 2017-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-08-03 | 2009-07-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-08-03 | 2009-07-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-08-03 | 2009-07-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-08-03 | 2009-07-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-03 | 2009-07-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-08-03 | 2009-07-15 |