Li-Ling Pan
潘俐伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-Ling Pan (潘俐伶), a licensed former licensee with CE reference APJ141. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-05 | 2011-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-09 | 2010-10-23 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-01 | 2008-09-23 |