Sau Kwan Lam
林秀群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Kwan Lam (林秀群), a licensed former licensee with CE reference APJ136. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-03 | 2016-07-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-10-12 | 2016-07-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-08-03 | 2010-06-24 |