Nuo (SFC:APJ126) Xu
許諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nuo (SFC:APJ126) Xu (許諾), a licensed former licensee with CE reference APJ126. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-20 | 2013-04-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-20 | 2013-04-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-31 | 2008-12-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-31 | 2008-12-02 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-31 | 2008-12-02 |