Tsz Kwan Lo
盧芷君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kwan Lo (盧芷君), a licensed former licensee with CE reference API274. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-18 | 2022-03-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-31 | 2022-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-07-30 | 2009-07-18 |