Ming Gu
谷鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Gu (谷鳴), a licensed former licensee with CE reference APH410. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-09-05 | 2009-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-09-05 | 2009-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-09-05 | 2009-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-09-05 | 2009-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-09-05 | 2009-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-09-05 | 2009-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-07-26 | 2008-04-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-07-26 | 2008-04-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-07-26 | 2008-04-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-07-26 | 2008-04-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-26 | 2008-04-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-26 | 2008-04-29 |