Kit Man (SFC:APG902) Lee
李潔雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Man (SFC:APG902) Lee (李潔雯), a licensed former licensee with CE reference APG902. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-10-16 | 2016-03-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-16 | 2016-03-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-17 | 2007-09-26 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-17 | 2007-09-26 |