Sally Suet Yi Chan
陳雪怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sally Suet Yi Chan (陳雪怡), CE reference APG881. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-11 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-08-11 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-07-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-18 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-18 | 2022-07-22 |