Kwok Ming (SFC:APF964) Chan
陳國鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming (SFC:APF964) Chan (陳國鳴), a licensed former licensee with CE reference APF964. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-16 | 2024-06-01 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 4 — Advising on securities | 2024-01-16 | 2024-06-01 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-05 | 2024-01-16 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-05 | 2024-01-16 |
| Gateway Private Markets (HK) Limited |
RO | Type 1 — Dealing in securities | 2023-04-04 | 2023-08-12 |
| Gateway Private Markets (HK) Limited |
Rep | Type 9 — Asset management | 2023-03-15 | 2023-08-12 |
| Gateway Private Markets (HK) Limited |
Rep | Type 1 — Dealing in securities | 2023-02-13 | 2023-04-04 |
| Prior Securities Limited 昇悅證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-08 | 2022-07-15 |
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-29 | 2022-03-08 |
| Orion Investment Management Limited | RO | Type 1 — Dealing in securities | 2017-02-16 | 2021-09-24 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-26 | 2016-05-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2011-12-07 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-07 | 2010-06-09 |