Lai Ha (SFC:APF958) Lau
劉麗霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ha (SFC:APF958) Lau (劉麗霞), a licensed former licensee with CE reference APF958. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-10 | 2015-09-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-10 | 2015-09-05 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-07 | 2010-03-31 |