Yang (SFC:APF828) Lu
陸揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:APF828) Lu (陸揚), CE reference APF828. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-19 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-19 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-19 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-09 | present |