Cong (SFC:APF504) Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong (SFC:APF504) Chen ( ), a licensed former licensee with CE reference APF504. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-06-25 | 2009-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-06-25 | 2009-12-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-06-25 | 2009-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-06-25 | 2009-12-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-06-25 | 2009-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-06-25 | 2009-12-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-07-16 | 2008-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-07-16 | 2008-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-07-16 | 2008-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-07-16 | 2008-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-16 | 2008-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-16 | 2008-03-23 |