Wai Tong Lam
林瑋瑭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tong Lam (林瑋瑭), a licensed former licensee with CE reference APF483. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-17 | 2020-12-31 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-17 | 2020-12-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-02 | 2012-09-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-02 | 2012-09-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-02 | 2012-09-01 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2011-06-18 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-17 | 2011-06-18 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-17 | 2010-05-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-12-17 | 2010-05-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-19 | 2010-05-31 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | 2007-10-24 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-10 | 2007-10-24 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-07-10 | 2007-10-24 |