Wen (SFC:APD353) Li
李雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen (SFC:APD353) Li (李雯), a licensed former licensee with CE reference APD353. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-31 | 2022-10-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-27 | 2022-10-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-25 | 2022-10-30 |