Wai Kee Ng
吳偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kee Ng (吳偉基), a licensed former licensee with CE reference APC928. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-07 | 2012-02-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-07 | 2012-02-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-07 | 2010-05-24 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-04 | 2009-05-06 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-05-28 |