Pankaj Balani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pankaj Balani ( ), a licensed former licensee with CE reference APC890. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2007-07-03 | 2008-06-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-06-01 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-25 | 2008-06-01 |