Kin Yan Tam
譚健欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yan Tam (譚健欣), a licensed former licensee with CE reference APC876. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-10 | 2019-06-28 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-20 | 2013-04-02 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-20 | 2011-12-14 |