Xiaoshan Liu
劉曉杉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoshan Liu (劉曉杉), a licensed former licensee with CE reference APC736. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-21 | 2022-01-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-22 | 2022-01-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-22 | 2022-01-31 |