Kermit Tao-Hung Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kermit Tao-Hung Lee ( ), a licensed former licensee with CE reference APC692. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2015-12-04 | 2022-08-31 |
| Integrity Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2015-07-30 | 2015-12-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2008-11-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2008-11-07 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-27 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-27 | 2008-09-29 |