Tsz Kam (SFC:APC672) Chan
陳紫琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kam (SFC:APC672) Chan (陳紫琴), a licensed former licensee with CE reference APC672. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-15 | 2025-11-14 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-15 | 2025-11-14 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-15 | 2016-03-16 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-26 | 2016-03-16 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-18 | 2016-03-16 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-26 | 2009-05-31 |