Ho Yin (SFC:APC462) Lau
劉浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin (SFC:APC462) Lau (劉浩然), a licensed former licensee with CE reference APC462. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-01 | 2020-09-08 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-17 | 2020-09-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-19 | 2020-09-08 |