Stephen John O'Sullivan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen John O'Sullivan, a licensed former licensee with CE reference APC389. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-03-31 | 2011-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 - Advising on securities | 2007-09-20 | 2009-11-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-15 | 2007-09-20 |