Stephen John O'Sullivan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen John O'Sullivan ( ), a licensed former licensee with CE reference APC389. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-03-31 | 2011-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 — Advising on securities | 2007-09-20 | 2009-11-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-15 | 2007-09-20 |