Piers McAuley Buck
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piers McAuley Buck ( ), a licensed former licensee with CE reference AMS077. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 4 — Advising on securities | 2012-09-17 | 2015-08-05 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 9 — Asset management | 2012-09-17 | 2015-08-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-10 | 2007-06-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-11-10 | 2007-06-05 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2005-11-10 | 2007-06-05 |