Swee Koon Tan
陳瑞坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swee Koon Tan (陳瑞坤), a licensed former licensee with CE reference APC066. This person has 3.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-29 | 2011-12-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-05 | 2010-10-09 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-27 | 2008-05-14 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-14 | 2008-05-14 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-14 | 2008-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Swee Koon Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.