Wai (SFC:APB789) Chan
陳威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai (SFC:APB789) Chan (陳威), a licensed former licensee with CE reference APB789. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wolf Vest Capital Management Limited 沃富資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-02-07 | 2025-04-09 |
| Wolf Vest Capital Management Limited 沃富資本管理有限公司 |
RO | Type 9 — Asset management | 2025-02-07 | 2025-04-09 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2018-12-07 | 2021-01-19 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2018-12-07 | 2021-01-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-17 | 2018-11-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-17 | 2018-11-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-17 | 2018-11-10 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-09 | 2016-05-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-09 | 2016-05-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-12 | 2008-06-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-12 | 2008-06-04 |