John Nicholas Grant Weingarth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Nicholas Grant Weingarth ( ), a licensed former licensee with CE reference APB774. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-23 | 2012-09-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-11 | 2007-09-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-11 | 2007-09-11 |