Shivesh Kumar Jha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shivesh Kumar Jha ( ), a licensed former licensee with CE reference APB404. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-07 | 2007-07-07 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-07 | 2007-07-07 |