Wai Tak So
蘇煒德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tak So (蘇煒德), a licensed former licensee with CE reference APB340. This person has 3.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-17 | 2011-09-26 |
| Luen Fat Futures (H.K.) Limited 聯發期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-17 | 2011-09-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-17 | 2010-02-26 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-17 | 2010-02-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-20 | 2009-07-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-05 | 2009-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Tak So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.